New editions of Regulations

18.03.2020

Dear clients!

We inform you that on March 18, 2020, by the order of the Director General of LLC VTB Capital Broker, the new editions the Terms of Business on Financial Markets (TBFM), of the Terms of Business on OTC Markets and of the Rules of Custody Service (RCS) were approved, effective from April 20, 2020.

The main amendments to the Terms of Business on Financial Markets (TBFM) relate to the following:

  1. New Annex No 30 (the Advisory Rules of LLC VTB Capital Broker);
  2. Adjustments were made on clauses 2.5, 5.2, 25.4, 25.7 of the TBFM;
  3. Adjustments were made on the text of the Annex No. 1.4, 1.5, 1.9, 4 (the amount of commissions for transactions with securities in the negotiated deals according to the clause 1(d)) is being specified; new tariff “Investment Advisor” introduced), 6, 8, 11.1, 11.2, 13, 17, 22, 23, 26 to the TBFM.

The main amendments to the Terms of Business on OTC Markets relate to the following:

  1. Adjustments were made on clauses 17.4, 17.7, 18.2, 18.3 of the Terms of Business on OTC Markets;
  2. Adjustments were made on the text of the Annex No. 1.4, 6, 8, 11.1, 17, 22, 26 to the Terms of Business on OTC Markets.

The main amendments to the Rules of Custody Service (RCS) relate to the following:

  1. Adjustments were made on the text of the Annex No. 6, 8, 10, 11, 14, 15, 20, 21, 22 to the RCS.

We remind you that the Brokerage Agreement and the Custody Agreement (hereinafter referred to as the Agreement) are considered to be amended if, within 10 (ten) business days from the date of sending VTB Capital Broker LLC a notice of the Agreement`s amendment or the publication of relevant information on the website of VTB Capital Broker LLC on the Internet, you will not send written objections to the relevant amendments. In the absence of any written objections from you within the specified period, the Agreement shall be deemed amended for you from April 2, 2020.

For all questions, please contact the Client Operations Department phone +7 (495) 380-27-72 or e-mail:  .

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